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Don't take a company loan to exercise your shares

2 pointsby johndavialmost 11 years ago

1 comment

georgemcbayalmost 11 years ago
Loan issue aside, I would advise almost everyone who isn&#x27;t already &quot;fuck you money&quot; rich to not get too caught up on that extra 19% tax on income vs capital gains and just delay on exercising.<p>There are occasionally exceptions to this (involving a rare combination of the employee leaving and the company being as close to a &quot;sure thing&quot; as possible), but in the general case the risk&#x2F;reward is so extremely out of whack that I can&#x27;t imagine people would even consider exercising prior to the options becoming liquid if it weren&#x27;t for the irrationally that comes into play when the money is going to the IRS.<p>There are just so many ways in which those options can become worthless (and a lot of them can happen even if the company is &#x27;successful&#x27;): company goes out of business, company is acquired under terms unfavorable to common-stock holders, company dilutes stock to the point where your strike price is a joke, company actually IPOs but stock goes south of strike price due to massive selling pressure as lockup ends, etc, etc.