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Ask HN: Options question about FMV and 83(b)

2 点作者 martinshen将近 9 年前
Hello,<p>I have a significant number of NSO (early exercise) options at a seed-funded startup. The company is doing very well and as such, I&#x27;m planning to early exercise and file a form 83(b) election to reduce my tax burden. The question now is when should I exercise.<p>At the moment, the strike price is the same as when I was issued the options. The company has never done a 409A valuation and the FMV was decided by the Board. We&#x27;ve received soft-offers from investors at a valuation significantly higher than the current FMV. Given the size of the company, I also have full visibility into fundraising and potential 409A valuation processes.<p>To exercise, I will borrow money from a family member so I&#x27;d like to delay exercising until I know that the FMV will go up.<p>Is what I&#x27;m doing legal? Can the board retroactively change the FMV? If the IRS investigates down the road and finds that the company&#x27;s FMV at the time of my exercise is much higher, would my tax burden go up?<p>PS: Yes, I acknowledge the risks in purchasing shares in startups.

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