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SEC Charges HFT Firm with Fraudulent Trading to Manipulate Closing Prices

12 点作者 jwise0超过 10 年前

4 条评论

Scrabblefiend超过 10 年前
From reading the press release I did not understand what was illegal. Could someone clarify what law they violated? (not trying to defend the firm-I'm sure what they did was really bad, I legitimately do not understand the logistics of trading)
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patrickdavey超过 10 年前
So the penalty was $1 million. I wonder how much money they made and what percentage that was.<p>It seems to me, that unless the penalty is _more_ than what you made, then it doesn&#x27;t do anything to discourage these practices.
mox1超过 10 年前
For manipulating the closing price of stocks (&quot;marking the close&quot;) for a 6 month period in 2009,they got a $1 million dollar fine and didn&#x27;t admit to any wrongdoing.....
bentoner超过 10 年前
Can someone explain what exactly makes this fraud?<p>I looked at Rule 10b-5 and that wasn&#x27;t helpful, so presumably the answer is in the case law?
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